SEC Form 15: What it Means, How it Works, Example

Learn about SEC Form 15, the form and process companies use to deregister as publicly-traded entities, freeing them from ...
Reuters

SEC says 'unclear' if proposed 3x and 5x leveraged ETFs would be approved

Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
Crowdfund Insider

Reg CF: SEC Updates Crowdfunding Guidance on Platform Switches, Caps and Issuer Filings

The Securities and Exchange Commission’s Division of Corporation Finance issued revised staff interpretations on Regulation ...
Forbes

Rethinking The Role Of AI In SEC Reporting

Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...